Lyn 2020a

Lyn Horowitz

Compliance Services

Keeping every aspect of our practice up-to-date with SEC/FINRA, broker-dealer policies, state laws, and insurance regulations takes a lot of knowledge and understanding.  Lyn helps to keep our operation, events, and the materials you see compliant.

Few people play the “degrees of separation game” better.  Lyn will show you how you already know someone in common.  Lyn is also an avid walker and mahjong player.